Privacy Notice

For The Public

E-mail addresses: Lotus Wealth Solutions will not give, sell, rent, lend or otherwise distribute your e-mail address for purposes other than communications between you and Lotus Wealth Solutions. We will make a reasonable effort to give you an opportunity to unsubscribe from lists we may maintain.

Website: Internet cookies are a feature of web browser software that can gather information about website visitors and allows web servers to recognize the computer used to access a website. Lotus Wealth Solutions will not use, collect, or store cookies during your visit to our website.

For Clients

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Lotus Wealth Solutions, Inc.

Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:

Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income;
Information about your transactions with us, our affiliates, or others; and
Information received from credit or service bureaus or other third parties, such as your credit history or employment status.

Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. Lotus Wealth Solutions, Inc. does not sell customer lists and will not sell your name to telemarketers.

Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances:

To your authorized Representative and/or his or her manager;
To our parent companies or their affiliates, to the extent permitted by law;
To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company;
To consumer reporting agencies,
To third parties who perform services or marketing on our behalf;
To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
To our attorneys, accountants or auditors; and
To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.

How We Use Information: Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:

To protect your accounts from unauthorized access or identity theft;
To process your requests such as securities purchases and sales;
To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Lotus Wealth Solutions, Inc.;
To service your accounts, such as by issuing checks and account statements;
To comply with Federal, State, and Self-Regulatory Organization requirements;
To keep you informed about financial services of interest to you.

Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.

Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.

Complaint Notification: Please direct complaints to: Setu Mazumdar, President & Chief Compliance Officer, Lotus Wealth Solutions, Inc., 3525 Piedmont Rd, 7 Piedmont Center, Suite 300, Atlanta, GA 30305, phone: (404) 816-9555.

Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: 3525 Piedmont Rd, 7 Piedmont Center, Suite 300, Atlanta, GA 30305, phone: (404) 816-9555.